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It is essential for researchers to be able to share the results of their research and to contribute to the global development of knowledge. Moreover, after completion of the research, the researchers have a moral obligation to publish the research results, regardless of what they are. In addition to publications, this can be done by disclosing data, codes, processes, or products, amongst other things (see Collaboration with external parties). This may be subject to copyright or other IP rights.
Authors are responsible for the content of publications and thus receive recognition for their contribution to the research. In addition, author positions on a publication are essential, and decision-making about this is sometimes sensitive because it can have significant consequences for a researcher’s chances of getting funding and career opportunities. The UMCGUniversity Medical Centre Groningen
therefore considers it important that decision-making on author positions is fair and transparent. Managers have a special responsibility here. The agreements detailed below relate to scientific articles, but they also generally apply to other publications, such as theses, (chapters in) books, and reports. Finally, the basic principle is that research participants are also informed about the results of the study. If participants are informed individually (e.g. via e-mail), they must have provided informed consent in advance.
Preparing for publication
Where possible, a research team should make written agreements about manuscripts, authorships, and the ranking of authors before the study starts, following the guidelines below. It should also be clear which senior researcher is responsible for resolving disputes about this. These agreements can change, for example when there are changes in the originally scheduled contributions from team members. New proposals for manuscripts (including authorships) are only worked out after the team has agreed to them. Furthermore, we advise that you to think about other forms of communication, findability, and visibility at an early stage. For biobanksA systematic collection of biomaterials and associated digital data that can be used for medical and scientific research.
and databanksA systematic collection of digital data that can be used for medical and scientific research.
, the UMCG biobanks/databanks (cohorts) Publication Policy GuideThis guide contains a template that biobanks and databanks can use to draw up their own publication policy. This is important for uniform referencing in publications, which ensures proper findability, visibility, impact, and recognition. Navigate to UMCG biobanks/databanks (cohorts). has been developed.
Recommendations for authorship and author positions
The UMCG endorses the Recommendations of the International Committee of Medical Journal Editors as a basis for authorship. Staff members are obliged to comply with these recommendations.
Criteria for authorship
Authorship must be based on all of the following four criteria:
1. Substantial contribution to the concept or design of the research or to the acquisition, analysis, or interpretation of the research data
2. Writing or critically editing the texts
3. Approval of the final version of the manuscript
4. Responsibility for all parts of the manuscript, as shown by a willingness to ensure that questions about the accuracy of any part are properly investigated and answered
Anyone who meets the first criterion of a substantial contribution to the research should be given the opportunity to meet the other three criteria and qualify as an author.
Anyone who meets the criteria for authorship must be listed as an author.
Each author must have participated sufficiently in the research to account for at least one part of the manuscript and to know who is responsible for the other parts. It is good practice to hold at least one author (often the senior or corresponding author) responsible for the legal and ethical aspects of the manuscript.
A contribution to the funding or data collection and the general management of the research group or department alone does not entitle anyone to authorship.
The COPECommittee on Publication Ethics provides helpful information and tools (flowcharts, checklists, and examples) for establishing authorship and resolving potential disputes.
Breach of academic integrity must be reported to the manager or, if there is reason to do so, to the relevant confidential adviser (see Complaints about research misconduct). Examples of this related to authorship are:
Enforced authorships that do not meet the above criteria.
Omitting someone who qualifies as an author or not giving someone who meets the first criterion the opportunity to qualify as an author, for example by not soliciting input during the writing and editing process.
Order of authors
The first, second, last, and penultimate authors have normally contributed more than the other authors.
The first author generally made the greatest practical contribution to the research and wrote the first version of the manuscript.
The second author is often the daily supervisorThis refers to both principal investigators/primary supervisors and daily supervisors (e.g. co-supervisors). In addition to cross-project and cross-content activities, primary supervisors are responsible for monitoring the teaching and training activities and career development of junior researchers. Daily supervisors are available almost daily and focus more on practical monitoring of the implementation and progress of the research. However, the distinction between the different levels of supervision is fluid.
of the first author or has co-written most actively.
The last author is usually ultimately responsible for the manuscript and the part of the study on which this manuscript is based.
The penultimate author also often has a senior role in the project, for example as supervisor or co-supervisor.
The other authors are listed in order of, for example, their contribution. The author order should be a joint decision.
If a large group of researchers has conducted a (multicentre) study, the individuals who qualify as authors on the manuscript can be:
Listed as individual authors
Presented as a group
Listed under the name of one author (‘.... for the... study group’)
In the latter two cases, individuals who are not listed separately as authors should be listed as ‘collaborators’. The choice between the three options should preferably be made in the initial phase of the research with the interests of junior researchersA researcher who does not (yet) have final responsibility for a project, such as a master’s student, PhD student, or starting postdoc, who conducts the research under someone else’s supervision.
explicitly considered in the decision-making process.
Acknowledgements en Conflict of Interest
People who have contributed substantially to the work but do not meet the criteria for authorship can be listed in the Acknowledgements, including their title, position, affiliation, and specified contribution. They must agree with the fact that they are mentioned and how they are mentioned.
Financial and other substantial material sources of support for the research must be disclosed in the Acknowledgements or the Funding StatementsThis is in addition to the Conflict of Interest Disclosure form, which is completed by authors as a standard procedure for submitting manuscripts.
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AI technologies
AIArtificial Intelligence
technologies such as ChatGPT (Generative Pretrained Transformer) offer new possibilities, for example as a writing aid. However, these language models are based on incomplete and often incorrect information. The potential consequences of unconsidered use of AI-generated materials are all kinds of bias, unsubstantiated claims, incomplete references, or even racist and unethical expressions. Researchers using AI technologies should be aware of the risks and be transparent about their use in publications and other forms of expression. The researcher remains ultimately responsible for the content and must therefore check it for accuracy and completeness and add source citations where relevant. A language model cannot act as a ‘non-human’ author. Many journals now have author guidelines on the use of these technologies. Please note: All information entered into ChatGPT is stored on OpenAI servers, so users should never enter personal dataData that can be traced back to a specific individual directly (e.g. via a name or email address), indirectly (e.g. year of birth combined with a rare disease), or via a code (the participant number for encrypted data). This type of data falls under the GDPR.
or company-sensitive data such as patient data, innovative ideas, or (unpublished) scientific data/outcomes. As these technologies, their use, and ideas are developing rapidly, this section will be updated regularly.
Citations
The work of others should be respected by proper attribution of their ideas and text through adequate citations and references.
ReferencesReferences refer to the article or book in which a particular theory or position is mentioned for the first time. All references should also be carefully checked; indiscriminately copying references mentioned in other articles can lead to errors. It is preferable to refer to source articles, but referring to review articles can be a good alternative, particularly when there are limits on the size of a manuscript or the length of the reference list.
should be provided as fully and accurately as possible.
When referencing books and reports, mention the relevant page numbers.
If a quote is used verbatim, where it begins and ends should be clearly indicated using quotation marks and it should have a reference and page number. A reference alone is not sufficient.
If citations from one source are extensively used, it is wise to consult with the original author(s) because of possible copyright.
The CMBCentral Medical Library (Centrale Medische Bibliotheek)
has programmes for processing references.
Open Science and Open Access
Open Science is the global drive toward more transparency in the way researchers work, share research data and other information, and disseminate research results. In accordance with the UGUniversity of Groningen
Strategic Plan 2021-2026, the UMCG stimulates the application of Open Science in the academic community by striving towards FAIRFindable, Accessible, Interoperable and Reusable data (see FAIR data) and Open Access publishing (freely available, cost-free, full online access to publications). The UG/UMCG Open Access policy distinguishes different forms of Open Access publishing (infographic):
Gold – The journal is either fully Open Access or ‘hybridA hybrid journal publishes both articles that are accessible for a fee (subscription) and open access articles.
’. These forms are preferred and have costsUNL has entered into contracts with various publishers so that staff members pay lower or no publication costs (APC) (other costs such as submission fees or printing costs are for the researcher). You can find out which situation applies to which journal via the Journal Browser.
(APCArticle Processing Charges
). In many cases, hybrid journals can be partially paid for by the UMCG.
Green – The article is not published Open Access in a subscription journal. It can still be made available for free in one of two ways:
After an embargo period of 6 months, the published article will be available open access, free of charge via Pure. See the CMB Library Guide for more information.
In some situations, it is necessary to make the accepted version of the peer-reviewed manuscript available without embargo with the help of the CMB via Pure Open Access.
Media and publicity
The UMCG encourages researchers to seek publicity in order to:
Demonstrate the relevance of the research to the general public
Strengthen the reputation of the UMCG as a research institution and increase the name recognition of researchers
Account for the use of public and private financial resources
However, media attention also carries risks that researchers should be aware of.
There is a tension between the media’s desire to render a message in short and simple terms for the general public and the researcher’s desire to be complete and nuanced.
Researchers may be tempted to exaggerate their findings and their implications in order to generate more media attention. This can lead to a violation of academic integrity and unjustified expectations among patientsFor example, overly enthusiastic statements can raise expectations in patients that do not come true. Great care must therefore be taken when making statements about possible clinical applications of research. Caution is also required if interim research results indicate success.
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Publicity is often influenced by the interests of third parties, such as:
Private parties that use research results in their marketing
Politicians who marginalise research results when they are not in line with their political or policy goals
Funding bodies that use the results of research they funded for their own promotion in order to increase political and social support
Media that want to generate extra attention or advertising revenue with the news
A selective, overly positive, or too generalised presentation of research results and their implications can compromise the academic integrity of both the researcher and the UMCG. Therefore, researchers need to realise that dealing with the media requires special skills and caution. It thus is crucial to always claim the right to correct factual inaccuracies in a text before it is published.
The UMCG Communications and Marketing department offers professional support in dealing with media. See video and the UMCG communication portal EHBCFirst help for Communication (Eerste Hulp Bij Communicatie)
. Researchers should consult with the Communication and Marketing department when:
A great deal of media attention is expected
There will be filming or photography at the UMCG
The results of the research can easily lead to misunderstandings
The press officer on duty can be reached via the secretariat during office hours and via the telephone exchange of the UMCG (050) 361 61 61 outside of office hours (24/7).
Social media
Social media has a special role among other media because it can be used to inform the public very directly. This can be useful in communicating about interesting developments or in stimulating constructive scientific debate. The disadvantage is that incorrect information also spreads very quickly and news sites and blogs don’t always apply the principles of good journalism. Extra caution is therefore required. The Communication and Marketing department’s workshop ‘Social Media for Researchers’ provides more information about social media use.
Social media offers the opportunity to:
Network with fellow researchers
Exchange information quickly, including research results
Enter into new collaborations
Gain insight into other fields
Get an idea of what is going on among certain target groups
Promote yourself as an expert
Anything shared via social media is visible forever and can always be traced back to the author of the post. There are risks involved. Before sharing posts, a researcher should consider whether they can best be shared under their own title or via a UMCG account in view of the possible interactions and reactions resulting from the post. In addition, researchers should realise that, as a social media user, they are not only seen as an individual but possibly also as a representative of a certain professional group and of the UMCG.
It is therefore important to:
Distinguish between opinions as scientists and opinions as individuals, and to carefully interpret the nature of the content
Refrain from making unsubstantiated statements or comments
Not share any confidential information about patients or colleagues or information traceable to other individuals
Check whether there are copyright or portrait rights on any photos used. The portrait rights form can be downloaded from the EHBCFirst help for Communication (Eerste Hulp Bij Communicatie)
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Social media posts can lead to harassment, threats, or hate comments. Researchers who experience this are advised to discuss this with their manager and to report it to the WetenschapVeilig helpline.
Publicity by third parties
Sometimes, funders or clients want to design the publicity themselves without the involvement of the researcher or the UMCG. In most cases, this is not desirablePublicity by third parties can cast doubt on the independence of the study, for example when commercial motives drive the publicity. When communicating about research results, clarity about funding is important. Marking publicity with the UMCG quality label reinforces the independence of the study.
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The basic rule to follow here is that the UMCG or the coordinating centre (in multicentre research) provides publicity. Researchers are also advised to consult with the Communication and Marketing department before appearing in media productions made by a company.